| Account Opening Information Statement (Individual / Joint Account) |
| Account Opening Information Statement (Company / Partnership) |
| Self-Certification Form – Individual |
| Self-Certification Form – Entity |
| Self-Certification Form – Controlling Person |
| Cash Client Agreement |
| Margin Trading Client Agreement |
| Futures Trading Client Agreement |
| Foreign Exchange Trading Client Agreement |
| Options Trading Client Agreement |
| Authorisation Letter from Options Clients |
| Securities Trading (Risk Disclosure Statement) |
| Futures and Options Trading (Risk Disclosure Statement) |
| Personal Information Collection Statement under HKIDR and OTCR |
| Consent Letter on Personal Information Collection Statement for Northbound China Connect Orders |
