Commission and Fees
(A) Trade-related
| Brokerage Commission | Commission Negotiable |
| Transaction Levy | 0.0027% of transaction amount |
| Investor Compensation Levy | 0.002% of transaction amount (currently not applicable) |
| Trading Fee | 0.00565% of transaction amount |
| Stamp Duty | 0.13% of transaction amount (round up to the nearest dollar) |
| CCASS Fee | 0.002% of transaction amount (min HK$ 2 per transaction) |
| Multi-counter Transfer Instruction | HK$ 25 per instruction |
| FRC Transaction Levy | 0.00015% of transaction amount (round up to the nearest cent) |
| Italian Financial Transaction Tax (“IFTT”) & Handling Charge | 0.2% of transaction amount + HK$ 500 per transaction |
(B) IPOs (Initial Public Offerings)
| Handling fee (Cash application) | HK$ 30 per application |
| Handling fee (Margin application) | HK$ 100 per application |
| Deposit Charge (For successful allotted shares) | HK$ 3 per board lot (minimum HK$ 20 per transaction) |
(C) Stock Options
| Brokerage Commission | Commission Negotiable (minimum HK$ 125 per transaction) |
| Options Assignment Fee | Fees as stated in Part A |
| Trading Tariff | Tier 1 - HK$ 3 per lot; Tier 2 - HK$ 1 per lot; Tier 3 - HK$ 0.5 per lot |
(D) Scrip Handling and Settlement-related
| CCASS Stock Clearing Fee | HK$ 1 per input for SI and ISI transactions (waived) |
| Physical Scrip Withdrawal | HK$ 5 per board lot (min. charge HK$ 30 per transaction) |
| Stock Withdrawal (through CCASS) | "For SI: HK$ 200 per stock per transaction For ISI: HK$ 200 per stock per transaction" |
| IP Account Settlement Fee | HK$ 10 per stock per transaction |
(E) Account Maintenance
| Custodial Services | CCASS charges HK$ 0.012 per board lot per month (waived) |
| Inactive Account Fee | HK$ 100 semi-annual |
(F) Nominee Services and Corporate Actions
| Scrip Registration Fee | HK$ 3 per board lot |
| Rights Subscriptions or Warrants Conversions | HK$ 1 per board lot (min. HK$ 20) |
| Collection of Dividends • Cash Dividend • Scrip Dividend | "0.5% of dividend collected or minimum charge HK$ 20 per collection HK$ 1 per board lot or min. HK$ 20 per collection(over HK$ 2,500 negotiable)" |
| Cash Offer | "0.5% of cash received or minimum charge HK$ 20(over HK$ 2,500 negotiable)" |
| Proxy Voting / Apply for Attending Shareholder Meeting | HK$ 50 per stock per order |
| Handling Charge for Unclaimed Entitlement | HK$ 300 per stock per distribution |
(G) Financing Charges and Others Miscellaneous Charges
| Cash Account Overdue Interest | Prime rate plus 5% |
| Stop Payment Charge for Cheque | HK$ 300 |
| Copies of Paid Cheque from Bank | HK$ 100 |
| Returned Cheque | HK$ 200 |
| Copies of Transaction | HK$ 100 per sheet |
| Paper Statement by Post (Since 1 Jan 2021) | HK$ 100 per annum |
| Reprint of Daily Statement (over 1 month) | HK$ 50 (per day) |
| Reprint of Monthly Statement (over 3 months) | HK$ 80 (per month) |
| Stock Segregated Account with Statement Service | HK$ 300 per annum |
** The above charges are subject to revision from time to time without prior notice. For further enquiries, please contact our Customer Administration Department at 2853 0111.
(A) Trade-related
| Brokerage Commission | Commission Negotiable | |
|
SSE/SZSE Handling Fee |
Securities |
0.00487% of transaction amount
|
| ETFs |
0.004% of transaction amount
|
|
|
CSRC Securities Management Fee |
Securities |
0.002% of transaction amount
|
| ETFs | Waived | |
|
Transfer Fee |
Securities |
0.003% of transaction amount (0.001% charged by ChinaClear and 0.002% charged by HKSCC)
|
| ETFs |
0.002% of transaction amount (Charged by HKSCC)
|
|
|
SAT Stamp Duty |
Securities |
0.1% of transaction amount (applicable to sell trade only)
|
| ETFs | Waived | |
| Portfolio Fee | Waived |
(B) Scrip Handling and Settlement-related
| Stock Withdrawal (through CCASS) | For SI: CNY200 per stock per transaction |
(C) Nominee Services and Corporate Actions
| Scrip Registration Fee | CNY3 per board lot |
| Rights Subscriptions or Warrants Conversions | CNY1 per board lot (min. CNY20) |
| Collection of Dividends • Cash Dividend • Scrip Dividend | • 0.5% of dividend collected or minimum charge CNY20 per collection • CNY1 per board lot or min. CNY20 per collection (over CNY2,500 negotiable) |
| Cash Offer | "0.5% of cash received or minimum charge CNY20 (over CNY2,500 negotiable)" |
| Proxy Voting / Apply for Attending Shareholder Meeting | CNY50 per stock per instruction |
| Handling Charge for Unclaimed Entitlement | CNY300 per stock per distribution |
** The above charges are subject to revision from time to time without prior notice. For further enquiries, please contact our Customer Administration Department at 2853 0111.
For details of other commission and fees, please contact our Customer Administration Department at 2853 0111.。