Commission and Fees
(A) Trade-related
| Brokerage Commission | Commission Negotiable |
| Transaction Levy | 0.0027% of transaction amount |
| Investor Compensation Levy | 0.002% of transaction amount (currently not applicable) |
| Trading Fee | 0.00565% of transaction amount |
| Stamp Duty | 0.13% of transaction amount (round up to the nearest dollar) |
| CCASS Fee | 0.002% of transaction amount (min HK$ 2 per transaction) |
| Multi-counter Transfer Instruction | HK$ 25 per instruction |
| FRC Transaction Levy | 0.00015% of transaction amount (round up to the nearest cent) |
| Italian Financial Transaction Tax (“IFTT”) & Handling Charge | 0.2% of transaction amount + HK$ 500 per transaction |
(B) IPOs (Initial Public Offerings)
| Handling fee (Cash application) | HK$ 30 per application |
| Handling fee (Margin application) | HK$ 100 per application |
| Deposit Charge (For successful allotted shares) | HK$ 3 per board lot (minimum HK$ 20 per transaction) |
(C) Stock Options
| Brokerage Commission | Commission Negotiable (minimum HK$ 125 per transaction) |
| Options Assignment Fee | Fees as stated in Part A |
| Trading Tariff | Tier 1 - HK$ 3 per lot; Tier 2 - HK$ 1 per lot; Tier 3 - HK$ 0.5 per lot |
(D) Scrip Handling and Settlement-related
| CCASS Stock Clearing Fee | HK$ 1 per input for SI and ISI transactions (waived) |
| Physical Scrip Withdrawal | HK$ 5 per board lot (min. charge HK$ 30 per transaction) |
| Stock Withdrawal (through CCASS) | "For SI: HK$ 200 per stock per transaction For ISI: HK$ 200 per stock per transaction" |
| IP Account Settlement Fee | HK$ 10 per stock per transaction |
(E) Account Maintenance
| Custodial Services | CCASS charges HK$ 0.012 per board lot per month (waived) |
| Inactive Account Fee | HK$ 100 semi-annual |
(F) Nominee Services and Corporate Actions
| Scrip Registration Fee | HK$ 3 per board lot |
| Rights Subscriptions or Warrants Conversions | HK$ 1 per board lot (min. HK$ 20) |
| Collection of Dividends • Cash Dividend • Scrip Dividend | "0.5% of dividend collected or minimum charge HK$ 20 per collection HK$ 1 per board lot or min. HK$ 20 per collection(over HK$ 2,500 negotiable)" |
| Cash Offer | "0.5% of cash received or minimum charge HK$ 20(over HK$ 2,500 negotiable)" |
| Proxy Voting / Apply for Attending Shareholder Meeting | HK$ 50 per stock per order |
| Handling Charge for Unclaimed Entitlement | HK$ 300 per stock per distribution |
(G) Financing Charges and Others Miscellaneous Charges
| Cash Account Overdue Interest | Prime rate plus 5% |
| Stop Payment Charge for Cheque | HK$ 300 |
| Copies of Paid Cheque from Bank | HK$ 100 |
| Returned Cheque | HK$ 200 |
| Copies of Transaction | HK$ 100 per sheet |
| Paper Statement by Post (Since 1 Jan 2021) | HK$ 100 per annum |
| Reprint of Daily Statement (over 1 month) | HK$ 50 (per day) |
| Reprint of Monthly Statement (over 3 months) | HK$ 80 (per month) |
| Stock Segregated Account with Statement Service | HK$ 300 per annum |
** The above charges are subject to revision from time to time without prior notice. For further enquiries, please contact our Credit Control & Client Administration Department at 2853 0111.
(A) Trade-related
| Brokerage Commission | Commission Negotiable | |
|
SSE/SZSE Handling Fee |
Securities |
0.00341% of transaction amount
|
| ETFs |
0.004% of transaction amount
|
|
|
CSRC Securities Management Fee |
Securities |
0.002% of transaction amount
|
| ETFs | Waived | |
|
Transfer Fee |
Securities |
0.003% of transaction amount (0.001% charged by ChinaClear and 0.002% charged by HKSCC)
|
| ETFs |
0.002% of transaction amount (Charged by HKSCC)
|
|
|
SAT Stamp Duty |
Securities |
0.05% of transaction amount (applicable to sell trade only)
|
| ETFs | Waived | |
| Portfolio Fee | Waived |
(B) Scrip Handling and Settlement-related
| Stock Withdrawal (through CCASS) | For SI: CNY200 per stock per transaction |
(C) Nominee Services and Corporate Actions
| Scrip Registration Fee | CNY3 per board lot |
| Rights Subscriptions or Warrants Conversions | CNY1 per board lot (min. CNY20) |
| Collection of Dividends • Cash Dividend • Scrip Dividend | • 0.5% of dividend collected or minimum charge CNY20 per collection • CNY1 per board lot or min. CNY20 per collection (over CNY2,500 negotiable) |
| Cash Offer | "0.5% of cash received or minimum charge CNY20 (over CNY2,500 negotiable)" |
| Proxy Voting / Apply for Attending Shareholder Meeting | CNY50 per stock per instruction |
| Handling Charge for Unclaimed Entitlement | CNY300 per stock per distribution |
** The above charges are subject to revision from time to time without prior notice. For further enquiries, please contact our Credit Control & Client Administration Department at 2853 0111.
For details of other commission and fees, please contact our Credit Control & Client Administration Department at 2853 0111.