Forms and Documents
| Account Opening Information Statement (Individual / Joint Account) |
| Account Opening Information Statement (Company / Partnership) |
| Self-Certification Form – Individual |
| Self-Certification Form – Entity |
| Self-Certification Form – Controlling Person |
| Cash Client Agreement |
| Margin Trading Client Agreement |
| Futures Trading Client Agreement |
| Foreign Exchange Trading Client Agreement |
| Options Trading Client Agreement |
| Authorisation Letter from Options Clients |
| Securities Trading (Risk Disclosure Statement) |
| Futures and Options Trading (Risk Disclosure Statement) |
| Personal Information Collection Statement under HKIDR and OTCR |
| Consent Letter on Personal Information Collection Statement for Northbound China Connect Orders |
| eStatement and eAdvice Services |
| Electronic Trading Services Application Form |
| IPO Application Form |
| Fund Subscription Form |
| Trading Authorisation and Indemnity Deed |
| Risk Profile Questionnaire (Individual) |
| Risk Profile Questionnaire (Corporate) |
| Securities Settlement Instruction Form |
| Fund Withdrawal Form |
| Physical Share Withdrawal Instruction Form |
| Change of Account Information Form |
| Change of Specimen Signature Form |
| Financial Information Update Form |
| Close Account Instruction |
